Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ruffer LLP
FRN 229135
- [FCA CF] Manager of certification employee (since 1 Jun 2024)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2024)
- CF10 Compliance Oversight (7 Mar 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Nov 2006 to 8 Dec 2019)
- CF4 Partner (23 Apr 2004 to 9 Dec 2019)
-
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2024)
- CF10 Compliance Oversight (21 Jul 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.