Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Functions requiring qualifications (21 Oct 2024 to 2 May 2025)
    • [FCA CF] Client dealing (21 Oct 2024 to 2 May 2025)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • SMF27 Partner (28 Sep 2020 to 2 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2025)
    • CF4 Partner (29 May 2015 to 9 Dec 2019)
    • CF30 Customer (3 Mar 2014 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 19 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.