Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Material risk taker (since 22 Jan 2024)
    • [FCA CF] Client dealing (since 22 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2024)
    • [FCA CF] Manager of certification employee (since 22 Jan 2024)
    • [FCA CF] Material risk taker (31 Mar 2022 to 17 Jan 2023)
    • [FCA CF] Manager of certification employee (21 Jan 2020 to 17 Jan 2023)
    • [FCA CF] Client dealing (21 Jan 2020 to 17 Jan 2023)
    • [FCA CF] Functions requiring qualifications (21 Jan 2020 to 17 Jan 2023)
    • CF30 Customer (22 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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