Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marnoch James Hamilton Aston

  IRN MJA01072

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 7 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (21 May 2019 to 9 Dec 2019)
  • CF30 Customer (28 Mar 2012 to 8 Dec 2019)
• Martin Bernard Cullen

  IRN MXC00354

  • SMF2 Chief Finance (since 30 Jun 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2024)
• Martyn Clifford Cane

  IRN MXC00353

  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Manager of certification employee (since 8 Sep 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Mary Charlotte McBain

  IRN MCM01122

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2016)
  • CF4 Partner (4 Apr 2007 to 9 Dec 2019)
  • CF27 Investment Management (2 Aug 2006 to 31 Oct 2007)
• Matthew John Smith

  IRN MJS01649

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (5 Oct 2020 to 22 Jan 2024)
  • CF30 Customer (26 May 2016 to 8 Dec 2019)
• Matthew Walton

  IRN MXW00584

  • [FCA CF] Functions requiring qualifications (24 Jun 2022 to 30 Sep 2025)
  • [FCA CF] Client dealing (24 Jun 2022 to 30 Sep 2025)
• Max Foster

  IRN MXF00455

  • [FCA CF] Client dealing (7 Jul 2023 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (7 Jul 2023 to 30 Jun 2024)
• Michael David Bayliffe

  IRN MDB01073

  • CF30 Customer (1 Nov 2007 to 1 Apr 2019)
  • CF4 Partner (23 Apr 2004 to 1 Apr 2019)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
• Michael Evan Gower

  IRN MEG01035

  • [FCA CF] Material risk taker (26 Apr 2021 to 10 Feb 2023)
  • SMF27 Partner (1 Apr 2021 to 10 Feb 2023)
  • SMF2 Chief Finance (1 Apr 2021 to 10 Feb 2023)
  • [FCA CF] Manager of certification employee (26 Mar 2021 to 26 Apr 2021)
• Michael Peter Denyer

  IRN MPD01111

  • CF4 Partner (9 Apr 2008 to 12 Jun 2013)

No changes recorded yet.