Marnoch James Hamilton Aston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 7 Oct 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (21 May 2019 to 9 Dec 2019)
    • CF30 Customer (28 Mar 2012 to 8 Dec 2019)
  • Ruffer AIFM Limited

    FRN 613490

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.