Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer LLP
FRN 229135
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- [FCA CF] Manager of certification employee (since 8 Sep 2023)
- [FCA CF] Material risk taker (since 1 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.