Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Apr 2004 to 31 Oct 2007)
    • CF3 Chief Executive (2 Apr 2004 to 31 Mar 2012)
    • CF4 Partner (2 Apr 2004 to 9 Dec 2019)
    • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.