Kevin Burton Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W H Ireland Limited

    FRN 140773

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 31 Mar 2023)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (8 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.