Joseph Daniel Barker

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scott Capital Partners LLP

    FRN 957221

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
    • [FCA CF] Client dealing (since 25 Mar 2025)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Client dealing (7 Oct 2024 to 12 Mar 2025)
    • [FCA CF] Functions requiring qualifications (27 Dec 2023 to 11 Apr 2024)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Functions requiring qualifications (22 Sep 2021 to 12 Mar 2025)
    • [FCA CF] Client dealing (22 Sep 2021 to 12 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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