Scott Capital Partners LLP

• Principal Place of Business

  24 St. James's Square

  London

  SW1Y 4JH

  UNITED KINGDOM

  Phone

  +442045742828

  Web

  https://www.scottcp.com

• Complaints Contact

  24 St. James's Square

  London

  SW1Y 4JH

  UNITED KINGDOM

  Phone

  +442045742828

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

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  • · The firm’s credit broking activities are limited to customers who have certified as High Net Worth (HNW) individuals under Article 60H of the RAO.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anna Frances Grace O'Shaughnessy

  IRN AFT01038

  • SMF27 Partner (since 2 Oct 2023)
  • SMF16 Compliance Oversight (since 2 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Dec 2022)
  • [FCA CF] Significant management (since 27 Sep 2022)
• Britta Pfister

  IRN BXP00229

  • SMF27 Partner (since 24 Apr 2023)
• David Martyn Scott

  IRN DMS00001

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 3 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
  • [FCA CF] Client dealing (since 5 Sep 2022)
  • SMF27 Partner (since 6 May 2022)
  • [FCA CF] Manager of certification employee (21 Sep 2022 to 23 Jan 2023)
• Elizabeth Gillian Scott

  IRN EXA01190

  • SMF27 Partner (6 May 2022 to 3 Nov 2022)
• Hugo Brassey

  IRN HXB00341

  • [FCA CF] Client dealing (since 5 Jun 2024)
• James Gibbs

  IRN JXG00522

  • SMF27 Partner (since 22 Aug 2022)
• James Roger Crompton Lupton

  IRN JRL01042

  • SMF27 Partner (since 9 Sep 2024)
• Jeanette Mary Tozer

  IRN JMT01102

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • SMF27 Partner (since 14 Feb 2023)
  • [FCA CF] Client dealing (since 23 Jan 2023)
  • [FCA CF] Manager of certification employee (since 23 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 23 Jan 2023)
• Joseph Daniel Barker

  IRN JXB00870

  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
  • [FCA CF] Client dealing (since 25 Mar 2025)
• MELANIE Tillotson

  IRN MXT01225

  • SMF17 Money Laundering Reporting Officer (MLRO) (6 May 2022 to 17 Nov 2022)
  • SMF16 Compliance Oversight (6 May 2022 to 17 Nov 2022)

No changes recorded yet.