James Roger Crompton Lupton

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scott Capital Partners LLP

    FRN 957221

    • SMF27 Partner (since 9 Sep 2024)
  • Greenhill & Co. International LLP (no longer approved here)

    FRN 474168

    • [FCA CF] Client dealing (11 Mar 2021 to 30 Jun 2025)
    • CF4 Partner (21 Dec 2007 to 21 Nov 2019)
    • CF30 Customer (21 Dec 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Dec 2007 to 14 Feb 2012)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF13 Chair of the Nominations Committee (30 Jan 2018 to 16 May 2024)
    • SMF9 Chair of the Governing Body (25 Jul 2017 to 16 May 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2017 to 16 May 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2017 to 16 May 2024)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF4 Partner (18 Mar 2008 to 25 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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