David Martyn Scott

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scott Capital Partners LLP

    FRN 957221

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF1 Chief Executive (since 3 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
    • [FCA CF] Client dealing (since 5 Sep 2022)
    • SMF27 Partner (since 6 May 2022)
    • [FCA CF] Manager of certification employee (21 Sep 2022 to 23 Jan 2023)
  • Tribe Impact Capital LLP

    FRN 756411

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
    • CF4 Partner (11 Nov 2016 to 8 Dec 2019)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • SMF1 Chief Executive (14 May 2020 to 31 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2020)
    • Responsible for Insurance Mediation (25 Feb 2010 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (19 Sep 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (19 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (19 Sep 2007 to 18 Mar 2008)
    • CF10 Compliance Oversight (19 Sep 2007 to 18 Mar 2008)
    • CF8 Apportionment and Oversight (19 Sep 2007 to 14 Jul 2008)
  • LGT Wealth Management US Limited (no longer approved here)

    FRN 585547

    • CF1 Director (2 Apr 2013 to 16 Jul 2015)
    • CF3 Chief Executive (2 Apr 2013 to 16 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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