Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Scott Capital Partners LLP
FRN 957221
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 14. Managing investments
- SMF27 Partner (since 14 Feb 2023)
- [FCA CF] Manager of certification employee (since 23 Jan 2023)
- [FCA CF] Client dealing (since 23 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 23 Jan 2023)
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- [FCA CF] Client dealing (1 Feb 2020 to 24 May 2022)
- [FCA CF] Manager of certification employee (1 Feb 2020 to 24 May 2022)
- [FCA CF] Functions requiring qualifications (1 Feb 2020 to 24 May 2022)
- CF30 Customer (30 Nov 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.