David William McClean

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF1 Director (AR) (since 4 Mar 2025)
Indigo AM UK Limited
FRN 1029479
- (2)Employed By (since 4 Mar 2025)
Ruffer LLP (no longer approved here)
FRN 229135
- CF4 Partner (13 Aug 2010 to 31 Mar 2011)
- CF30 Customer (9 Mar 2009 to 31 Mar 2011)
Nomura International Plc (no longer approved here)
FRN 124422
- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.