Duncan MacInnes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aberforth Unit Trust Managers Ltd

    FRN 146788

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Aberforth Partners LLP

    FRN 435657

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Material risk taker (1 Jun 2021 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2025)
    • CF30 Customer (4 Mar 2015 to 8 Dec 2019)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2025)
    • CF30 Customer (4 Mar 2015 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Jun 2010 to 14 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.