Aberforth Unit Trust Managers Ltd

Date authorised
1 April 2013
Companies House
SC124771
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Melville Street
    Edinburgh
    Midlothian
    EH3 7NS
    UNITED KINGDOM
    Phone
    +4401312200733
    Web
    https://www.aberforth.co.uk

  • Complaints Contact

    14 Melville Street
    Edinburgh
    Midlothian
    EH3 7NS
    UNITED KINGDOM
    Phone
    +4401312200733

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair James Whyte

    IRN AJW01308

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 1 May 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 1 May 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Andrew Paul Bamford

    IRN APB01081

    • CF30 Customer (1 Nov 2007 to 1 Jan 2016)
    • CF3 Chief Executive (1 May 2004 to 1 Jan 2016)
    • CF1 Director (1 May 2004 to 1 Jan 2016)
    • CF8 Apportionment and Oversight (1 May 2004 to 31 Mar 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Carolina Alexandra Viola

    IRN CAV01012

    • CF11 Money Laundering Reporting (19 Oct 2012 to 1 May 2018)
    • CF10 Compliance Oversight (19 Oct 2012 to 1 May 2018)
  • Catherine Rowan Marron

    IRN CXM01046

    • [FCA CF] Client dealing (3 Apr 2024 to 25 Jul 2025)
  • Christopher Nial Watt

    IRN CNW01013

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2024)
    • CF1 Director (6 Apr 2017 to 1 May 2019)
    • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
  • David Thomas McLeod Ross

    IRN DTR01018

    • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
    • CF1 Director (1 Dec 2001 to 30 Apr 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 30 Apr 2014)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • David Warnock

    IRN DXW01358

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF1 Director (1 Dec 2001 to 31 Dec 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2008)
  • Douglas Murray Cooper

    IRN DMC01083

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (6 Aug 2019 to 8 Dec 2019)
  • Duncan MacInnes

    IRN DXM02249

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Euan Robin MacDonald

    IRN ERM01007

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 May 2004 to 1 May 2019)
    • CF3 Chief Executive (1 May 2004 to 1 May 2019)
    • CF8 Apportionment and Oversight (1 May 2004 to 31 Mar 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.