Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aberforth Unit Trust Managers Ltd
FRN 146788
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (6 Aug 2019 to 8 Dec 2019)
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- CF10a CASS Oversight function (7 May 2015 to 4 Oct 2017)
- CF28 Systems and controls (1 Nov 2007 to 31 Oct 2017)
- CF1 Director (20 Feb 2007 to 31 Oct 2017)
- CF13 Finance (25 Oct 2004 to 31 Oct 2007)
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- CF4 Partner (1 Oct 2010 to 31 Oct 2017)
- CF28 Systems and controls (1 Oct 2010 to 31 Oct 2017)
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- CF1 Director (23 Mar 2004 to 31 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.