Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (6 Aug 2019 to 8 Dec 2019)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • CF10a CASS Oversight function (7 May 2015 to 4 Oct 2017)
    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2017)
    • CF1 Director (20 Feb 2007 to 31 Oct 2017)
    • CF13 Finance (25 Oct 2004 to 31 Oct 2007)
  • Artemis Investment Management LLP (no longer approved here)

    FRN 523180

    • CF4 Partner (1 Oct 2010 to 31 Oct 2017)
    • CF28 Systems and controls (1 Oct 2010 to 31 Oct 2017)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF1 Director (23 Mar 2004 to 31 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.