Aberforth Unit Trust Managers Ltd

Date authorised
1 April 2013
Companies House
SC124771
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Melville Street
    Edinburgh
    Midlothian
    EH3 7NS
    UNITED KINGDOM
    Phone
    +4401312200733
    Web
    https://www.aberforth.co.uk

  • Complaints Contact

    14 Melville Street
    Edinburgh
    Midlothian
    EH3 7NS
    UNITED KINGDOM
    Phone
    +4401312200733

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Tait

    IRN GXT00100

    • [FCA CF] CASS oversight function (1 Mar 2021 to 27 Apr 2023)
  • Gillian Elspeth Gallacher

    IRN GEG01017

    • CF10 Compliance Oversight (6 Sep 2012 to 19 Oct 2012)
    • CF11 Money Laundering Reporting (6 Sep 2012 to 19 Oct 2012)
  • Gordon Russell Young

    IRN GRY01003

    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2007)
    • CF3 Chief Executive (1 Dec 2001 to 30 Apr 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 May 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 May 2005)
    • CF1 Director (1 Dec 2001 to 30 Apr 2007)
  • Jacqueline Ennis

    IRN JXE00284

    • [FCA CF] CASS oversight function (2 May 2023 to 14 Mar 2025)
  • James George Swaisland

    IRN JGS01043

    • CF11 Money Laundering Reporting (1 May 2005 to 5 Sep 2012)
    • CF10 Compliance Oversight (1 May 2005 to 5 Sep 2012)
  • Jeremy George Alexander Hall

    IRN JGH01063

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
  • John Martin Evans

    IRN JME01063

    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • CF3 Chief Executive (1 Dec 2001 to 1 Sep 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Sep 2011)
  • John Steel Richards

    IRN JXR15242

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (6 Aug 2019 to 8 Dec 2019)
  • Keith Francis Muir

    IRN KFM01012

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jan 2020)
    • CF3 Chief Executive (1 May 2014 to 8 Dec 2019)
    • CF1 Director (1 May 2014 to 8 Dec 2019)
    • CF30 Customer (3 Mar 2011 to 8 Dec 2019)
  • Mark Richard Williamson

    IRN MRW01088

    • CF30 Customer (1 Oct 2014 to 9 Mar 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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