Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Midmar Capital LLP
FRN 519772
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2023)
- CF11 Money Laundering Reporting (1 May 2012 to 2 Jan 2017)
- CF10 Compliance Oversight (1 May 2012 to 8 Dec 2019)
- CF4 Partner (1 May 2012 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (6 Sep 2012 to 19 Oct 2012)
- CF10 Compliance Oversight (6 Sep 2012 to 19 Oct 2012)
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- CF10 Compliance Oversight (6 Sep 2012 to 22 Oct 2012)
- CF11 Money Laundering Reporting (6 Sep 2012 to 22 Oct 2012)
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- CF10 Compliance Oversight (10 Aug 2011 to 1 Dec 2011)
- CF11 Money Laundering Reporting (10 Aug 2011 to 1 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.