Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2023)
    • CF11 Money Laundering Reporting (1 May 2012 to 2 Jan 2017)
    • CF10 Compliance Oversight (1 May 2012 to 8 Dec 2019)
    • CF4 Partner (1 May 2012 to 8 Dec 2019)
  • Aberforth Unit Trust Managers Ltd (no longer approved here)

    FRN 146788

    • CF11 Money Laundering Reporting (6 Sep 2012 to 19 Oct 2012)
    • CF10 Compliance Oversight (6 Sep 2012 to 19 Oct 2012)
  • Aberforth Partners LLP (no longer approved here)

    FRN 435657

    • CF10 Compliance Oversight (6 Sep 2012 to 22 Oct 2012)
    • CF11 Money Laundering Reporting (6 Sep 2012 to 22 Oct 2012)
  • Kiltearn Partners LLP (no longer approved here)

    FRN 540470

    • CF10 Compliance Oversight (10 Aug 2011 to 1 Dec 2011)
    • CF11 Money Laundering Reporting (10 Aug 2011 to 1 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.