Aberforth Partners LLP

• Principal Place of Business

  14 Melville Street

  Edinburgh

  Midlothian

  EH3 7NS

  UNITED KINGDOM

  Phone

  +4401312200733

  Web

  https://www.aberforth.co.uk

• Complaints Contact

  14 Melville Street

  Edinburgh

  Midlothian

  EH3 7NS

  UNITED KINGDOM

  Phone

  +4401312200733

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Alistair James Whyte

  IRN AJW01308

  • SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (1 Dec 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
• Andrew Paul Bamford

  IRN APB01081

  • CF30 Customer (1 Nov 2007 to 1 Jan 2016)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2005 to 1 Jan 2016)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
• Carolina Alexandra Viola

  IRN CAV01012

  • CF10 Compliance Oversight (22 Oct 2012 to 1 May 2018)
  • CF11 Money Laundering Reporting (22 Oct 2012 to 1 May 2018)
• Catherine Rowan Marron

  IRN CXM01046

  • [FCA CF] Client dealing (3 Apr 2024 to 25 Jul 2025)
• Christopher Nial Watt

  IRN CNW01013

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2024)
  • SMF27 Partner (9 Dec 2019 to 8 Mar 2024)
  • CF4 Partner (6 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
• David Thomas McLeod Ross

  IRN DTR01018

  • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2005 to 30 Apr 2014)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
• David Warnock

  IRN DXW01358

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2005 to 31 Dec 2008)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
• Duncan MacInnes

  IRN DXM02249

  • [FCA CF] Client dealing (since 1 Apr 2026)
• Euan Robin MacDonald

  IRN ERM01007

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2005 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
• Gillian Elspeth Gallacher

  IRN GEG01017

  • CF10 Compliance Oversight (6 Sep 2012 to 22 Oct 2012)
  • CF11 Money Laundering Reporting (6 Sep 2012 to 22 Oct 2012)

No changes recorded yet.