Aberforth Partners LLP

• Principal Place of Business

  14 Melville Street

  Edinburgh

  Midlothian

  EH3 7NS

  UNITED KINGDOM

  Phone

  +4401312200733

  Web

  https://www.aberforth.co.uk

• Complaints Contact

  14 Melville Street

  Edinburgh

  Midlothian

  EH3 7NS

  UNITED KINGDOM

  Phone

  +4401312200733

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Gordon Russell Young

  IRN GRY01003

  • CF4 Partner (1 Dec 2005 to 30 Apr 2007)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 30 Apr 2007)
• James George Swaisland

  IRN JGS01043

  • CF11 Money Laundering Reporting (1 Dec 2005 to 5 Sep 2012)
  • CF10 Compliance Oversight (1 Dec 2005 to 5 Sep 2012)
• Jeremy George Alexander Hall

  IRN JGH01063

  • SMF27 Partner (since 14 Jan 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
• John Martin Evans

  IRN JME01063

  • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2005 to 1 Sep 2011)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
• Keith Francis Muir

  IRN KFM01012

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
  • CF4 Partner (1 May 2014 to 8 Dec 2019)
  • CF30 Customer (3 Mar 2011 to 8 Dec 2019)
• Mark Richard Williamson

  IRN MRW01088

  • CF30 Customer (1 Oct 2014 to 9 Mar 2017)
• Peter Robert Shaw

  IRN PRS01095

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (6 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
• Richard Mark Jonathan Newbery

  IRN RMN01023

  • CF30 Customer (1 Nov 2007 to 1 May 2019)
  • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2005 to 1 May 2019)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
• Robert Scott Moncrieff

  IRN RXS16926

  • SMF27 Partner (since 24 Apr 2024)
  • [FCA CF] Client dealing (since 17 Aug 2022)
• Rory John MacLean

  IRN RJM01284

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 May 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)

No changes recorded yet.