Peter Robert Shaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aberforth Unit Trust Managers Ltd

    FRN 146788

    • SMF1 Chief Executive (since 12 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (6 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Aberforth Partners LLP

    FRN 435657

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (6 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (6 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (6 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (1 Nov 2007 to 17 Nov 2015)
    • CF27 Investment Management (12 Sep 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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