Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aberforth Unit Trust Managers Ltd (no longer approved here)

    FRN 146788

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (1 May 2014 to 8 Dec 2019)
    • CF3 Chief Executive (1 May 2014 to 8 Dec 2019)
    • CF30 Customer (3 Mar 2011 to 8 Dec 2019)
  • Aberforth Partners LLP (no longer approved here)

    FRN 435657

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF4 Partner (1 May 2014 to 8 Dec 2019)
    • CF30 Customer (3 Mar 2011 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (1 Nov 2007 to 6 Dec 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.