Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- SMF1 Chief Executive (9 Dec 2019 to 30 Jan 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
- CF1 Director (1 May 2014 to 8 Dec 2019)
- CF3 Chief Executive (1 May 2014 to 8 Dec 2019)
- CF30 Customer (3 Mar 2011 to 8 Dec 2019)
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- SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- CF4 Partner (1 May 2014 to 8 Dec 2019)
- CF30 Customer (3 Mar 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Dec 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.