Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aberforth Partners LLP
FRN 435657
- SMF27 Partner (since 14 Jan 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Oct 2018 to 8 Dec 2019)
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Aberforth Unit Trust Managers Ltd
FRN 146788
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (31 Aug 2017 to 28 Sep 2018)
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- CF27 Investment Management (5 Jan 2004 to 14 Dec 2005)
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- CF27 Investment Management (1 Dec 2001 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.