Aberforth Partners LLP

Date authorised
1 April 2013
Companies House
OC313353
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Melville Street
    Edinburgh
    Midlothian
    EH3 7NS
    UNITED KINGDOM
    Phone
    +4401312200733
    Web
    https://www.aberforth.co.uk

  • Complaints Contact

    14 Melville Street
    Edinburgh
    Midlothian
    EH3 7NS
    UNITED KINGDOM
    Phone
    +4401312200733

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel George Ford

    IRN SGF01035

    • SMF27 Partner (since 23 Feb 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
  • Scott Leslie Wallace

    IRN SLW01127

    • SMF27 Partner (since 1 May 2020)
  • Sun Hyoung Sonya Kim

    IRN SHK01036

    • [FCA CF] Material risk taker (1 Mar 2021 to 29 Jul 2022)
    • [FCA CF] Client dealing (1 Mar 2021 to 29 Jul 2022)
  • William Alan Waite

    IRN AXW01306

    • SMF27 Partner (9 Dec 2019 to 30 Apr 2020)
    • CF4 Partner (1 Jan 2009 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (2 Jul 2007 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Jul 2007 to 31 Oct 2007)
    • CF13 Finance (2 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

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