William Alan Waite

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aberforth Unit Trust Managers Ltd (no longer approved here)

    FRN 146788

    • SMF9 Chair of the Governing Body (12 Feb 2020 to 30 Apr 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2020)
    • CF1 Director (1 Jan 2009 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jan 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jan 2009 to 31 Mar 2009)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (2 Jul 2007 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Jul 2007 to 31 Oct 2007)
    • CF13 Finance (2 Jul 2007 to 31 Oct 2007)
  • Aberforth Partners LLP (no longer approved here)

    FRN 435657

    • SMF27 Partner (9 Dec 2019 to 30 Apr 2020)
    • CF4 Partner (1 Jan 2009 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (2 Jul 2007 to 31 Oct 2007)
    • CF14 Risk Assessment (2 Jul 2007 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Jul 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF13 Finance (1 Dec 2001 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.