Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Aberforth Unit Trust Managers Ltd
FRN 146788
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (1 May 2004 to 1 May 2019)
- CF1 Director (1 May 2004 to 1 May 2019)
- CF8 Apportionment and Oversight (1 May 2004 to 31 Mar 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
Aberforth Partners LLP
FRN 435657
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
- CF4 Partner (1 Dec 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.