Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aberforth Unit Trust Managers Ltd (no longer approved here)

    FRN 146788

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 1 May 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 May 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Aberforth Partners LLP (no longer approved here)

    FRN 435657

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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