Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (9 Dec 2019 to 24 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jan 2022)
- SMF27 Partner (9 Dec 2019 to 24 Jan 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 2 Aug 2021)
- CF10 Compliance Oversight (1 Mar 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Mar 2017 to 30 Aug 2019)
- CF3 Chief Executive (1 Mar 2017 to 8 Dec 2019)
- CF30 Customer (1 Mar 2017 to 8 Dec 2019)
- CF4 Partner (1 Mar 2017 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 1 Jan 2016)
- CF1 Director (1 May 2004 to 1 Jan 2016)
- CF8 Apportionment and Oversight (1 May 2004 to 31 Mar 2009)
- CF3 Chief Executive (1 May 2004 to 1 Jan 2016)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 1 Jan 2016)
- CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
- CF4 Partner (1 Dec 2005 to 1 Jan 2016)
- CF8 Apportionment and Oversight (1 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.