Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • [FCA CF] Functions requiring qualifications (27 Dec 2023 to 24 May 2024)
    • [FCA CF] Client dealing (27 Dec 2023 to 24 May 2024)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (23 Aug 2023 to 28 Dec 2023)
    • [FCA CF] Client dealing (21 Oct 2021 to 24 May 2024)
    • [FCA CF] Functions requiring qualifications (21 Oct 2021 to 24 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

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