Ptarmigan Capital Limited

• Principal Place of Business

  17 Cavendish Square

  London

  Westminster

  W1G 0PH

  UNITED KINGDOM

  Phone

  +442030341135

  Web

  https://ptarmigancapital.co.uk

• Complaints Contact

  17 Cavendish Square

  London

  Westminster

  W1G 0PH

  UNITED KINGDOM

  Phone

  +447760300621

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Case

  IRN AXC02544

  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Aug 2021 to 25 Feb 2026)
  • SMF16 Compliance Oversight (23 Aug 2021 to 25 Feb 2026)
• Charles Jones

  IRN CXJ12788

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
  • [FCA CF] Client dealing (since 5 Sep 2023)
  • SMF3 Executive Director (since 12 Jun 2023)
• DOUGLAS HENRY ANDREW BARNETT

  IRN DHB01097

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
  • [FCA CF] Client dealing (since 24 Jan 2024)
  • SMF3 Executive Director (since 19 Jan 2024)
• Daniel Frederic Biderbost

  IRN DXB00255

  • SMF3 Executive Director (23 Aug 2021 to 29 Jun 2023)
• Edward Frederick John Roe

  IRN EXR00107

  • 14. Managing investments
  • [FCA CF] Client dealing (since 2 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
• George Gordon Nottage Palmer

  IRN GGP01021

  • Director of firm who is not a certification employee or a SMF manager (since 13 Nov 2024)
• Philippe Jean Edward Hancock

  IRN PXH00253

  • Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2023)
  • SMF1 Chief Executive (23 Aug 2021 to 10 Jul 2023)
• Richard Gifford

  IRN RJG01238

  • [FCA CF] Client dealing (14 Jun 2022 to 30 Dec 2022)
  • [FCA CF] Functions requiring qualifications (14 Jun 2022 to 30 Dec 2022)
  • SMF3 Executive Director (23 Aug 2021 to 10 Aug 2022)
• Thomas Faber

  IRN TXF12786

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2025)
  • [FCA CF] Client dealing (since 7 Aug 2025)
• Victoria Ann Moffatt

  IRN VXM00251

  • SMF16 Compliance Oversight (since 20 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2026)

No changes recorded yet.