Richard Gifford

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ptarmigan Capital Limited (no longer approved here)

    FRN 940407

    • [FCA CF] Client dealing (14 Jun 2022 to 30 Dec 2022)
    • [FCA CF] Functions requiring qualifications (14 Jun 2022 to 30 Dec 2022)
    • SMF3 Executive Director (23 Aug 2021 to 10 Aug 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Jul 2009 to 31 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.