Charles Jones

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ptarmigan Capital Limited

    FRN 940407

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • SMF3 Executive Director (since 12 Jun 2023)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 May 2023)
    • CF30 Customer (22 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.