David Christopher Ballance

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (4 Apr 2007 to 9 Dec 2019)
    • CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF27 Investment Management (7 Mar 2003 to 4 Aug 2006)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 19 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.