ROBERT GERRARD & WESTBROOK LIMITED

• Principal Place of Business

  Robert Gerrard & Westbrook Ltd

  51 Yarmouth Road

  Norwich

  Norfolk

  NR7 0ET

  UNITED KINGDOM

  Phone

  +4401603499250

  Web

  https://www.rgwifa.co.uk

• Complaints Contact

  Robert Gerrard & Westbrook Ltd

  51 Yarmouth Road

  Norwich

  Norfolk

  NR7 0ET

  UNITED KINGDOM

  Phone

  +4401603499250

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Watling

  IRN MXW00532

  • [FCA CF] Manager of certification employee (21 Feb 2022 to 22 Jan 2024)
• Michael John Charles Phillips

  IRN MJP00060

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2026)
  • CF30 Customer (30 Dec 2014 to 8 Dec 2019)
• Nicolas Abarno

  IRN NXA00005

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2026)
  • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
• PAMELA DAWN MARIE ATKINS

  IRN PDB01141

  • [FCA CF] Client dealing (23 Nov 2022 to 19 Jan 2026)
  • [FCA CF] Functions requiring qualifications (23 Nov 2022 to 19 Jan 2026)
• Rebecca Louise Webb

  IRN RXG86354

  • [FCA CF] Manager of certification employee (1 Dec 2021 to 19 Jan 2026)
• Richard Alexander Rimmer

  IRN RAR00017

  • CF30 Customer (10 Sep 2014 to 31 Aug 2018)
• Sarah Louise Nelis

  IRN SLN01036

  • [FCA CF] Functions requiring qualifications (14 Oct 2024 to 19 Jan 2026)
  • [FCA CF] Client dealing (14 Oct 2024 to 19 Jan 2026)
• Steven Kibler

  IRN SJK00005

  • [FCA CF] Client dealing (5 Feb 2024 to 19 Dec 2025)
  • [FCA CF] Functions requiring qualifications (5 Feb 2024 to 19 Dec 2025)
  • [FCA CF] Manager of certification employee (5 Feb 2024 to 19 Dec 2025)
  • CF30 Customer (1 Sep 2016 to 27 Sep 2018)
• Stewart McLean

  IRN SXM00069

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
  • CF30 Customer (1 Jul 2015 to 8 Dec 2019)

No changes recorded yet.