Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eastern Financial Consultants Ltd
FRN 952886
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2025)
- SMF16 Compliance Oversight (since 1 Dec 2025)
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ADMS Asset Management Limited
FRN 569871
- SMF16 Compliance Oversight (since 23 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2025)
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Buxton Beresford Financial Planning Ltd
FRN 596052
- SMF16 Compliance Oversight (since 23 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2025)
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Sophex Limited
FRN 457902
- [FCA CF] Manager of certification employee (since 31 Dec 2024)
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TRILLIUM FINANCIAL PLANNING LTD.
FRN 196304
- [FCA CF] Manager of certification employee (since 15 May 2023)
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IFA FINANCIAL SERVICES (UK) LTD.
FRN 447432
- [FCA CF] Manager of certification employee (since 15 May 2023)
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ASSET INVESTMENT MANAGEMENT LTD.
FRN 462797
- [FCA CF] Manager of certification employee (since 21 Feb 2022)
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Penvest Limited
FRN 407889
- [FCA CF] Manager of certification employee (since 1 Dec 2021)
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Insight Financial Associates Limited
FRN 458421
- [FCA CF] Manager of certification employee (since 1 Dec 2021)
- SMF3 Executive Director (since 22 Sep 2020)
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Insight Wealth Limited
FRN 470603
- [FCA CF] Manager of certification employee (since 1 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
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