Eastern Financial Consultants Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Insight Financial Associates LtdInsight House 7aAlkmaar WayNorwichNorfolkNR6 6BFUNITED KINGDOM- Phone
- +441603927760
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Complaints Contact
Insight Financial Associates LtdInsight House 7aAlkmaar WayNorwichNorfolkNR6 6BFUNITED KINGDOM- Phone
- +441603268080
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aaron Blowers
IRN AXB04243
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
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Alice Mary Ward-Smith
IRN AMW01244
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
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Andrew Fabian
IRN AJF01201
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
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Andrew John Hughes
IRN AJH01355
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 1 Sep 2021)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
- SMF3 Executive Director (1 Sep 2021 to 1 Dec 2025)
- Responsibility for MCD Intermediation (1 Sep 2021 to 1 Dec 2025)
- Responsible for Insurance Distribution (1 Sep 2021 to 1 Dec 2025)
- SMF16 Compliance Oversight (1 Sep 2021 to 1 Dec 2025)
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Andrew Stephenson
IRN ACS01144
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
- [FCA CF] Client dealing (since 6 Nov 2025)
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Antony Peter Howard
IRN APH00035
- SMF3 Executive Director (since 21 Nov 2025)
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Ashley George Filby
IRN AXF00344
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
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Bridie Solferino
IRN BXS00483
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
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Christopher Edward Ingram Yates
IRN CEY00001
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
- [FCA CF] Client dealing (since 1 Sep 2021)
- SMF3 Executive Director (1 Sep 2021 to 1 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Sep 2021 to 1 Dec 2025)
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Christopher Woodhouse
IRN CDW01073
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.