Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eastern Financial Consultants Ltd
FRN 952886
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
- [FCA CF] Client dealing (since 6 Nov 2025)
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D B Financial Management Limited
FRN 522214
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 26 Apr 2023)
- [FCA CF] Functions requiring qualifications (since 26 Apr 2023)
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Penvest Limited
FRN 407889
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (29 May 2019 to 8 Dec 2019)
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Insight Financial Associates Limited
FRN 458421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Apr 2019 to 8 Dec 2019)
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Insight Wealth Limited
FRN 470603
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (29 Apr 2019 to 8 Dec 2019)
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- Employed By (20 Nov 2017 to 8 Dec 2019)
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- CF30 Customer (21 Sep 2016 to 26 Apr 2019)
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- CF30 Customer (30 Apr 2013 to 13 Dec 2013)
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- CF30 Customer (20 Jun 2008 to 5 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.