Antony Peter Howard

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADMS Asset Management Limited

    FRN 569871

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2026)
    • [FCA CF] Client dealing (since 27 Feb 2026)
    • SMF3 Executive Director (since 6 Jun 2025)
  • Eastern Financial Consultants Ltd

    FRN 952886

    • SMF3 Executive Director (since 21 Nov 2025)
  • Buxton Beresford Financial Planning Ltd

    FRN 596052

    • SMF3 Executive Director (since 6 Jun 2025)
  • Sophex Limited

    FRN 457902

    • SMF3 Executive Director (since 6 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Sep 2024)
    • SMF16 Compliance Oversight (since 6 Sep 2024)
  • IFA FINANCIAL SERVICES (UK) LTD.

    FRN 447432

    • SMF3 Executive Director (since 12 Jun 2023)
  • TRILLIUM FINANCIAL PLANNING LTD.

    FRN 196304

    • Responsible for Insurance Distribution (since 23 Feb 2023)
    • Responsibility for MCD Intermediation (since 23 Feb 2023)
    • SMF3 Executive Director (since 23 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2023)
    • SMF16 Compliance Oversight (since 23 Feb 2023)
  • ASSET INVESTMENT MANAGEMENT LTD.

    FRN 462797

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Dec 2022)
    • SMF16 Compliance Oversight (since 2 Dec 2022)
    • SMF3 Executive Director (since 8 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2022)
    • [FCA CF] Client dealing (since 7 Feb 2022)
  • Penvest Limited

    FRN 407889

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Manager of certification employee (since 13 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
    • CF1 Director (1 May 2014 to 8 Dec 2019)
  • Insight Financial Associates Limited

    FRN 458421

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 13 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (7 Jul 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • Insight Wealth Limited

    FRN 470603

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Manager of certification employee (since 13 Sep 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (8 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2019 to 8 Dec 2019)
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Recent activity

Updates to this individual's record on the FCA register.

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