TRILLIUM FINANCIAL PLANNING LTD.

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.trilliumfp.co.uk

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Debt Advice

  Show 2 limitations Hide limitations

  • · Limited to investment advice
  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Antony Peter Howard

  IRN APH00035

  • Responsibility for MCD Intermediation (since 23 Feb 2023)
  • Responsible for Insurance Distribution (since 23 Feb 2023)
  • SMF16 Compliance Oversight (since 23 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2023)
  • SMF3 Executive Director (since 23 Feb 2023)
• David Adrian Taylor

  IRN DAT00028

  • [FCA CF] Client dealing (27 Mar 2023 to 31 Jan 2026)
  • [FCA CF] Functions requiring qualifications (29 Apr 2021 to 31 Jan 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Mar 2023)
  • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Mar 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 27 Mar 2023)
  • Responsibility for MCD Intermediation (5 May 2016 to 27 Mar 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
• David Stuart Taylor

  IRN DXT00224

  • [FCA CF] Manager of certification employee (since 13 Nov 2023)
• GRAHAM MICHAEL LAST

  IRN GML01085

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Feb 2026)
  • [FCA CF] Client dealing (since 26 Feb 2026)
• Jason Richard Howard

  IRN JRH00062

  • SMF3 Executive Director (since 23 Feb 2023)
• Jennie Warne

  IRN JXW00654

  • [FCA CF] Manager of certification employee (since 13 Nov 2023)
• Jon Glister

  IRN JXG19164

  • [FCA CF] Manager of certification employee (13 Nov 2023 to 26 Feb 2024)
• Jonathan James Bendall

  IRN JXB04208

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 26 Feb 2026)
  • [FCA CF] Client dealing (since 26 Feb 2026)
• Matthew Watling

  IRN MXW00532

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
  • [FCA CF] Manager of certification employee (13 Nov 2023 to 19 Jan 2024)
• Rebecca Louise Webb

  IRN RXG86354

  • [FCA CF] Manager of certification employee (since 15 May 2023)

No changes recorded yet.