Jason Richard Howard

• ADMS Asset Management Limited

  FRN 569871

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 27 Feb 2026)
  • [FCA CF] Client dealing (since 27 Feb 2026)
  • SMF3 Executive Director (since 6 Jun 2025)
• Eastern Financial Consultants Ltd

  FRN 952886

  • Responsibility for MCD Intermediation (since 26 Nov 2025)
  • SMF3 Executive Director (since 26 Nov 2025)
• Buxton Beresford Financial Planning Ltd

  FRN 596052

  • SMF3 Executive Director (since 6 Jun 2025)
• Sophex Limited

  FRN 457902

  • SMF3 Executive Director (since 16 Aug 2024)
  • Responsibility for MCD Intermediation (since 16 Aug 2024)
• Insight Financial Associates Limited

  FRN 458421

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Responsibility for MCD Intermediation (since 1 May 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (5 Jan 2015 to 15 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 22 Feb 2023)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
• IFA FINANCIAL SERVICES (UK) LTD.

  FRN 447432

  • SMF3 Executive Director (since 16 Jun 2023)
• TRILLIUM FINANCIAL PLANNING LTD.

  FRN 196304

  • SMF3 Executive Director (since 23 Feb 2023)
• ASSET INVESTMENT MANAGEMENT LTD.

  FRN 462797

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • SMF3 Executive Director (since 8 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2022)
  • [FCA CF] Client dealing (since 7 Feb 2022)
• D B Financial Management Limited

  FRN 522214

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 6 Oct 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Insight Wealth Limited

  FRN 470603

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Responsible for Insurance Distribution (since 21 Sep 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
  • CF1 Director (8 Feb 2019 to 8 Dec 2019)

No changes recorded yet.