Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 24 Aug 2016)
    • CF30 Customer (27 Aug 2019 to 24 Sep 2021)
    • Responsible for Insurance Mediation (20 Aug 2014 to 30 Sep 2018)
    • CF1 Director (2 May 2014 to 8 Dec 2019)
  • ROBERT GERRARD & WESTBROOK LIMITED (no longer approved here)

    FRN 188640

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2026)
    • Responsible for Insurance Mediation (20 Aug 2014 to 30 Sep 2018)
    • CF30 Customer (4 Aug 2014 to 8 Dec 2019)
    • CF1 Director (4 Aug 2014 to 8 Dec 2019)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (22 Dec 2010 to 18 Sep 2025)
  • Insight Private Finance Limited (no longer approved here)

    FRN 409065

    • (4)Employed By (21 Jul 2005 to 18 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

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