Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Penvest Limited
FRN 407889
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 24 Aug 2016)
- CF30 Customer (27 Aug 2019 to 24 Sep 2021)
- Responsible for Insurance Mediation (20 Aug 2014 to 30 Sep 2018)
- CF1 Director (2 May 2014 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2026)
- SMF3 Executive Director (9 Dec 2019 to 30 Jan 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2026)
- Responsible for Insurance Mediation (20 Aug 2014 to 30 Sep 2018)
- CF30 Customer (4 Aug 2014 to 8 Dec 2019)
- CF1 Director (4 Aug 2014 to 8 Dec 2019)
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- CF1 Director (AR) (22 Dec 2010 to 18 Sep 2025)
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- (4)Employed By (21 Jul 2005 to 18 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.