Matthew Watling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRILLIUM FINANCIAL PLANNING LTD.

    FRN 196304

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2025)
    • [FCA CF] Manager of certification employee (13 Nov 2023 to 19 Jan 2024)
  • Sophex Limited

    FRN 457902

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
  • Penvest Limited

    FRN 407889

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 22 Jan 2024)
  • Insight Financial Associates Limited

    FRN 458421

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
    • [FCA CF] Manager of certification employee (21 Feb 2022 to 19 Jan 2024)
  • IFA FINANCIAL SERVICES (UK) LTD. (no longer approved here)

    FRN 447432

    • [FCA CF] Manager of certification employee (13 Nov 2023 to 15 Jan 2024)
  • ASSET INVESTMENT MANAGEMENT LTD. (no longer approved here)

    FRN 462797

    • [FCA CF] Manager of certification employee (13 Nov 2023 to 12 Jan 2024)
  • ROBERT GERRARD & WESTBROOK LIMITED (no longer approved here)

    FRN 188640

    • [FCA CF] Manager of certification employee (21 Feb 2022 to 22 Jan 2024)
  • Insight Wealth Limited (no longer approved here)

    FRN 470603

    • [FCA CF] Manager of certification employee (21 Feb 2022 to 15 Jan 2024)
  • D B Financial Management Limited (no longer approved here)

    FRN 522214

    • [FCA CF] Manager of certification employee (21 Feb 2022 to 15 Jan 2024)

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Updates to this individual's record on the FCA register.

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