Stewart McLean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROBERT GERRARD & WESTBROOK LIMITED (no longer approved here)

    FRN 188640

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
  • Penvest Limited (no longer approved here)

    FRN 407889

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2024)
    • CF30 Customer (22 Jan 2010 to 8 Dec 2019)
  • D B Financial Management Limited (no longer approved here)

    FRN 522214

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 23 Nov 2009)
    • CF22 Investment Adviser (Trainee) (13 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.