Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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D B Financial Management Limited
FRN 522214
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 26 Sep 2023)
- [FCA CF] Client dealing (since 26 Sep 2023)
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Penvest Limited
FRN 407889
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 17 Aug 2023)
- [FCA CF] Client dealing (since 17 Aug 2023)
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Insight Financial Associates Limited
FRN 458421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
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- [FCA CF] Functions requiring qualifications (23 Nov 2022 to 19 Jan 2026)
- [FCA CF] Client dealing (23 Nov 2022 to 19 Jan 2026)
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- CF30 Customer (22 Nov 2010 to 28 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.