Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Sep 2023)
    • [FCA CF] Client dealing (since 26 Sep 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Aug 2023)
    • [FCA CF] Client dealing (since 17 Aug 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
  • ROBERT GERRARD & WESTBROOK LIMITED (no longer approved here)

    FRN 188640

    • [FCA CF] Functions requiring qualifications (23 Nov 2022 to 19 Jan 2026)
    • [FCA CF] Client dealing (23 Nov 2022 to 19 Jan 2026)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 Nov 2010 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.