Nicolas Abarno

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Financial Associates Limited

    FRN 458421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2021)
    • [FCA CF] Client dealing (since 15 Jan 2021)
    • CF30 Customer (7 Jul 2016 to 3 Oct 2017)
  • ROBERT GERRARD & WESTBROOK LIMITED (no longer approved here)

    FRN 188640

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2026)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
  • Oury Clark (no longer approved here)

    FRN 100556

    • CF30 Customer (5 Dec 2011 to 4 Feb 2014)
  • PK Financial Planning LLP (no longer approved here)

    FRN 223145

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.