RFC AMBRIAN LIMITED

• Principal Place of Business

  Octagon Point

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

  Web

  https://www.rfcambrian.com

• Complaints Contact

  5 Cheapside

  London

  EC2V 6AA

  UNITED KINGDOM

  Phone

  +4402034406800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to corporate finance business as defined in the FSA Handbook Glossary, this limitation does not extend to the investment types "share" and "debenture".

• John Charles Alexander Cryer

  IRN JCC01076

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 21 Mar 2023)
  • CF3 Chief Executive (25 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (1 May 2014 to 8 Dec 2019)
• John Hendrik Van Eeghen

  IRN JHV01016

  • CF30 Customer (22 Apr 2014 to 20 Nov 2015)
• John Michael Coles

  IRN JMC01280

  • CF1 Director (2 Mar 2006 to 3 Apr 2012)
  • CF11 Money Laundering Reporting (31 Jan 2005 to 25 Sep 2007)
  • CF10 Compliance Oversight (31 Jan 2005 to 25 Sep 2007)
• John Michael Harrison

  IRN JMH01150

  • CF2 Non Executive Director (5 Aug 2014 to 13 Nov 2015)
  • CF30 Customer (1 Dec 2011 to 11 Jul 2014)
  • CF1 Director (1 Dec 2011 to 11 Jul 2014)
• John-Marc Alexander Bunce

  IRN JAB01390

  • CF30 Customer (1 Nov 2007 to 8 Dec 2007)
  • CF21 Investment Adviser (28 Sep 2006 to 31 Oct 2007)
• Jonathan Craig Stephens

  IRN JCS01102

  • CF30 Customer (21 Oct 2015 to 19 Sep 2016)
• Jonathan Denis Beatson-Hird

  IRN JDB01148

  • CF21 Investment Adviser (27 Jul 2005 to 18 May 2007)
• Jonathan Francis Thomas Cocks

  IRN JFC01100

  • CF30 Customer (16 Feb 2009 to 31 Oct 2011)
• Jonathan Timothy Williams

  IRN JTW01029

  • CF30 Customer (25 May 2012 to 8 Jun 2018)
• Julian McIntyre

  IRN JXM00411

  • CF2 Non Executive Director (24 May 2011 to 3 Apr 2012)

No changes recorded yet.