Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 21 Mar 2023)
    • CF3 Chief Executive (25 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 6 Jun 2011)
    • CF21 Investment Adviser (28 Dec 2005 to 31 Oct 2007)
  • Avior Capital Markets International Limited (no longer approved here)

    FRN 191074

    • CF21 Investment Adviser (20 May 2002 to 17 Nov 2005)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.