Jonathan Craig Stephens

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RFC AMBRIAN LIMITED (no longer approved here)
FRN 209819
- CF30 Customer (21 Oct 2015 to 19 Sep 2016)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (14 Jul 2010 to 13 Jun 2014)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (14 Jul 2010 to 13 Jun 2014)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (1 Nov 2007 to 22 Jun 2010)
- CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (22 Apr 2003 to 2 May 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2003)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2003)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.