Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF3 Chief Executive (9 Feb 2009 to 29 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 29 Jul 2009)
    • CF1 Director (10 Oct 2007 to 29 Jul 2009)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
  • RFC AMBRIAN LIMITED (no longer approved here)

    FRN 209819

    • CF21 Investment Adviser (27 Jul 2005 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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